Search Results: Securities industry - Rockingham County Public Library

Search Results: Securities industry - Rockingham County Public Library

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Search Results Results 1 - 10 of 166 (page 1 of 17)

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1

Book cover

Regulation best interest (Reg BI) : the SEC's rule for broker-dealers

Shorter, Gary W.

Series:

CRS report ; R46115.

Publisher:

[Washington, D.C.] : Congressional Research Service, 2020-

Edition:

[Library of Congress public edition].

Phys. Desc.:

1 online resource.

Digital Content:

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2

Book cover

Introduction to financial services : capital markets

Su, Eva

Series:

In focus (Library of Congress. Congressional Research Service) ; IF11062.

Publisher:

[Washington, D.C.] : Congressional Research Service, 2018-

Edition:

[Library of Congress public edition].

Phys. Desc.:

1 online resource.

Digital Content:

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3

Book cover

E-serials and magazines

E-serials and magazines

SEC special studies

United States Securities and Exchange Commission.

Publisher:

Washington, D.C. : U.S. Securities and Exchange Commission, 1994-

Phys. Desc.:

electronic text, v. : HTML, digital, PDF file.

Digital Content:

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4

Book cover

DVD

DVD

Margin call

13 of 14 copies available at NC Cardinal.

1 of 1 copy available at Rockingham County Public Library.

Publisher:

Santa Monica, California : Lionsgate, [2011]

Edition:

Widescreen.

Phys. Desc.:

1 videodisc (approximately 107 minutes) : sound, color ; 4 3/4 in.

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Library	Shelving location	Call number	Status
Stoneville Library	Adult Video	vid rotation green - 4821	Available

5

Book cover

The half trillion dollar ruling, latest Dodd-Frank case narrows "skin-in-the-game" rule

Sykes, Jay B.

Series:

Legal sidebar ; LSB10077.

Publisher:

[Washington, D.C.] : Congressional Research Service, 2018-

Edition:

[Library of Congress public edition].

Phys. Desc.:

1 online resource.

Digital Content:

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6

Book cover

E-book

E-book

Staff report : enhancing disclosure in the mortgage-backed securities markets : a staff report of the Task Force on Mortgage-Backed Securities Disclosure

United States Task Force on Mortgage-Backed Securities Disclosure.

Publisher:

[Washington, D.C.] : Dept. of the Treasury : [2003]

Phys. Desc.:

ii, 47, [3] pages : digital, PDF file

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7

Book cover

E-book

E-book

Consolidation of NASD and the regulatory functions of the NYSE working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Thursday, May 17, 2007

United States Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

Series:

S. hrg. ; 110-915.

Publisher:

Washington : U.S. G.P.O., 2009.

Phys. Desc.:

1 online resource (iii, 128 pages)

Digital Content:

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8

Book cover

Introduction to financial services. The Securities and Exchange Commission (SEC)

Shorter, Gary W.

Series:

In focus (Library of Congress. Congressional Research Service) ; IF10032.

Publisher:

[Washington, D.C.] : Congressional Research Service, 2019-

Edition:

[Library of Congress public edition].

Phys. Desc.:

1 online resource.

Digital Content:

Click for online content.

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9

Book cover

Nuclear power plant security and vulnerabilities

Holt, Mark

Series:

CRS report ; RL34331.

Publisher:

[Washington, D.C.] : Congressional Research Service, [2018?]-

Edition:

[Library of Congress public edition].

Phys. Desc.:

1 online resource.

Digital Content:

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10

Book cover

Book

Book

The shadow box

Maxim, John R.

5 of 5 copies available at NC Cardinal.

1 of 1 copy available at Rockingham County Public Library.

Publisher:

New York : Avon Books, [1996]

ISBN:

0380973006

Edition:

1st edition

Phys. Desc.:

380 pages ; 25 cm

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Library	Shelving location	Call number	Status
Eden Library	Adult Fiction	Fic	Available

Search Results Results 1 - 10 of 166 (page 1 of 17)

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